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COMPLIANCE AND INTERNAL AUDIT

PETER MILROY MA FCA (PRINCIPAL IN CHARGE OF THE FINANCIAL REGULATION UNIT (FRU) AT COOPERS & LYBRAND IN LONDON)

Journal of Financial Regulation and Compliance

ISSN: 1358-1988

Article publication date: 1 March 1995

329

Abstract

At first sight there are many similarities between the roles of the compliance officer and the internal auditor. However, there are also some important differences in their respective functions. This paper examines a possible division of responsibilities between the compliance and internal audit departments and suggests ways in which they might cooperate.

Citation

MILROY MA FCA, P. (1995), "COMPLIANCE AND INTERNAL AUDIT", Journal of Financial Regulation and Compliance, Vol. 3 No. 3, pp. 222-227. https://doi.org/10.1108/eb024845

Publisher

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MCB UP Ltd

Copyright © 1995, MCB UP Limited

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