| 1796026 |
SEC permits mutual funds to use a summary prospectus and updates statutory prospectus requirements
Robert A. Robertson, Joseph P. Kelly II
(pp. 4-13)
Keywords:
Prospectuses,
Unit trusts
ArticleType: Technical paper
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(670 KB)
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| 1796027 |
As fraud schemes proliferate – are you the next investor to crash and burn?
Ken Evola, Nicole O'Grady
(pp. 14-17)
Keywords:
Fraud,
Investors
ArticleType: Technical paper
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(49 KB)
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| 1796028 |
Tax consequences for investors in hedge fund frauds
Roger D. Lorence
(pp. 18-23)
Keywords:
Fraud,
Investors,
Taxes
ArticleType: Technical paper
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(64 KB)
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| 1796029 |
Hedge fund information depository: a case study of a pre-emptive solution to fund manager fraud
Majed R. Muhtaseb
(pp. 24-32)
Keywords:
Fraud,
Fund management
ArticleType: Case study
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(82 KB)
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| 1796030 |
President's working group on financial markets: best practices for the hedge fund industry
Richard A. Goldman, Robert C. Leonard, Matthew Anderson Gray, Steven G. Vecchio
(pp. 33-40)
Keywords:
Finance,
Fund management,
Investments,
Investors
ArticleType: Research paper
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(70 KB)
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| 1796031 |
Facing the financial crisis: Bank of Italy's implementing regulation on hedge funds
Gabriella Opromolla
(pp. 41-44)
Keywords:
Banks,
Fund management,
Italy
ArticleType: Technical paper
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(55 KB)
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| 1796032 |
Litigating disciplinary proceedings against the SEC and FINRA: it sometimes pays
Brian L. Rubin, Christian J. Cannon
(pp. 45-49)
Keywords:
Financial institutions,
Financial management,
Litigation
ArticleType: Case study
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(57 KB)
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| 1796033 |
Group of Thirty issues road-map for financial reforms
Daniel F.C. Crowley, Bruce J. Heiman, R. Charles Miller, Philip J. Morgan, Mark D. Perlow, David K.Y. Tang, Karishma Shah Page
(pp. 50-53)
Keywords:
Finance,
Financial restructuring
ArticleType: Technical paper
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(52 KB)
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| 1796034 |
Internal control reporting regulation: a law and economics perspective
Matthew A. Zolnor
(pp. 54-66)
Keywords:
Economics,
Internal control,
Investors,
Law
ArticleType: Research paper
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(108 KB)
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| 1796035 |
Summary of selected FINRA regulatory notices and disciplinary actions, January-March 2009
Henry A. Davis
(pp. 67-75)
Keywords:
Fraud,
Investors
ArticleType: Technical paper
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(78 KB)
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