| 1811901 |
Under the microscope: valuation and hedge funds
Benjamin J. Haskin, Joseph G. Davis, Jocelyn C. Flynn
(pp. 5-25)
Keywords:
Assets valuation,
Fair value,
Fraud,
Hedging,
Investment funds,
Securities
ArticleType: Research paper
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(150 KB)
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| 1811902 |
OTC derivatives: proposed legislative and regulatory efforts to impose a more rigid regulatory structure
Joel Telpner, Jamila Piracci
(pp. 26-33)
Keywords:
Derivative markets,
Financial services,
Legislation,
Regulation
ArticleType: Technical paper
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(73 KB)
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| 1811903 |
Financial services firms face increased pressures on anti-corruption compliance
Matt T. Morley, Jeffrey B. Maletta, Michael J. King, Robert V. Hadley, Matthew J. Fader, Brian F. Saulnier
(pp. 34-36)
Keywords:
Corruption,
Financial services,
Liability
ArticleType: Technical paper
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(48 KB)
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| 1811904 |
Fraud Enforcement and Recovery Act of 2009: Congress amends money laundering and criminal fraud statutes to expand their scope and penalties
Howard W. Goldstein
(pp. 37-40)
Keywords:
Fraud,
Money laundering,
United States of America
ArticleType: Technical paper
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(50 KB)
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| 1811905 |
SEC proposes investment adviser custody rule amendments to enhance safekeeping and oversight of client assets
Lauren Blumenthal Kleiman
(pp. 41-43)
Keywords:
Assets management,
Fraud,
Investments
ArticleType: Technical paper
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(44 KB)
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| 1811906 |
New CfD disclosure regime comes into force on June 1, 2009
Chris Bates, Carlos Conceicao, Mark Poulton, David Pudge
(pp. 44-48)
Keywords:
Disclosure,
Financial instruments,
United Kingdom
ArticleType: Technical paper
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(58 KB)
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| 1811907 |
Amendments to the Capital Requirements Directive adopted by European Parliament
Kevin Hawken, Miles Bake
(pp. 49-53)
Keywords:
Capital,
Disclosure,
European directives
ArticleType: Technical paper
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(57 KB)
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| 1811908 |
EU proposes directive on alternative investment fund managers
Peter Bibby, Helen Marshall, Christopher Leonard
(pp. 54-57)
Keywords:
European Union,
Investment funds,
Regulation
ArticleType: Technical paper
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(50 KB)
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| 1811909 |
Summary of selected FINRA Regulatory Notices, April-June 2009
Henry A. Davis
(pp. 58-72)
Keywords:
Financial markets,
Regulation,
Securities markets,
United States of America
ArticleType: Technical paper
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(117 KB)
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