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Journal of Financial Regulation and Compliance
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Journal of Financial Regulation and Compliance

Volume 10 Issue 4

Published: 2002 | Start Page: 313

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Articles

Articles
Article No: Article Information:
1523776 Operational risk management for financial institutions
Michael Foot (pp. 313-316)
Keywords: Basel Committee, Federal Reserve, Financial institutions, Operational risk management
ArticleType: Viewpoint
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1523777 Keeping dirty money and terrorist funds away: The proposed Money Laundering Regulation of the Swiss Federal Banking Commission
Eva H.G. Hüpkes (pp. 317-328)
Keywords: Money Laundering, Regulations, Swiss Federal Banking Commission, Switzerland
ArticleType: General review
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1523778 Risk-based regulation in the Financial Services Authority
Carol Sergeant (pp. 329-335)
Keywords: Cost-benefit, Financial Services Authority, Risk-based regulation
ArticleType: General review
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1523779 Legal and regulatory protections for hedge fund investors
Simon Firth, Alix Prentice (pp. 336-340)
Keywords: Hedge funds, Investors, Legal, UK
ArticleType: General review
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1523780 11th September and revelations from the Enron collapse add to the mounting pressure on offshore financial centres
Jackie Johnson (pp. 341-354)
Keywords: 11th September, Enron collapse, Financial Action Task Force, Terrorists
ArticleType: General review
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1523781 Mindsets and consequences in corporate governance and control: Part 2
Carole Edrich (pp. 355-360)
Keywords: Control, Corporate governance, Risk management
ArticleType: General review
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1523782 Non-executive directors and the Higgs consultation paper, ‘Review of the role and effectiveness of non-executive directors’
Kevin Keasey, Robert Hudson (pp. 361-371)
Keywords: (NEDs), Department of Trade and Industry
ArticleType: General review
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1523783 Section 20 versus investment house underwriting of small equity initial public offerings in the USA
Nancy L. Beneda (pp. 372-384)
Keywords: Commercial banks, Corporate equity, USA
ArticleType: General review
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