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Journal of Financial Regulation and Compliance
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Journal of Financial Regulation and Compliance

Volume 11 Issue 1

Published: 2003 | Start Page: 10

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Articles

Articles
Article No: Article Information:
1523784 Compliance competent life assurance companies: A partnership approach
Jonathan Edwards (pp. 10-20)
Keywords: Compliance competent organisations, Financial regulation, Life assurance companies
ArticleType: General review
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1523785 Cross-border services into Germany
Andreas Steck, Kristian Landegren (pp. 21-25)
Keywords: Cross-border services, Germany, Policy change
ArticleType: General review
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1523786 Lending decision making and the Competition Commission report on the provision of banking services to small firms
John K. Ashton, Kevin Keasey (pp. 26-36)
Keywords: Banking services, Competition Commission, Decision making
ArticleType: General review
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1523787 Better than best execution? The Financial Services Authority’s new proposals to reform UK best execution requirements
David Capps (pp. 37-44)
Keywords: Best execution, Conflicts of interest, Financial Services Authority
ArticleType: Viewpoint
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1523788 Banking regulation and supervision in Japan: Some issues and concerns
Maximilian J.B. Hall (pp. 45-59)
Keywords: Banking regulation, Cost-effectiveness, Japan, Supervision
ArticleType: Viewpoint
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1523789 Crisis and fraud
Pascal Blanque (pp. 60-70)
Keywords: Decision-making, Economic prosperity, Financial crises, Fraud
ArticleType: General review
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1523790 The impact of regulatory change on retail financial product distribution in the UK
Kevin Littler, Robert Hudson (pp. 71-80)
Keywords: Financial services industry, Regulatory change, Retail, UK
ArticleType: General review
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