Emerald Login
   

Welcome guest



Journal of Financial Regulation and Compliance
Browse
User Guides
Online Access
Journal Information

Journal of Financial Regulation and Compliance

Volume 11 Issue 2

Published: 2003 | Start Page: 105

Icon Key:   Icon: Requires login or subscription. Requires login or subscription   Icon: Backfiles. Backfiles   Icon: EarlyCite. EarlyCite

Articles

Articles
Article No: Article Information:
1523791 A brief guide to the current proposals for mortgage regulation in the UK
Philip Ryley, John Virgo (pp. 105-112)
Keywords: FSA, Intermediary, Lender, Mortgage regulation
ArticleType: General review
Icon: Requires login or subscription. View HTML | View PDF (232 KB) | Reprints & Permissions
1523792 The FSA approach to the supervision of outsourcing
Peter McCormack (pp. 113-120)
Keywords: Operational risk, Outsourcing, Regulation, Risk management
ArticleType: General review
Icon: Requires login or subscription. View HTML | View PDF (236 KB) | Reprints & Permissions
1523793 Contracts and competition in the regulation of European stock exchanges
David G. Mayes (pp. 121-137)
Keywords: Contract regulation, Contract regulation, European financial integration, Regulatory competition, Stock markets
ArticleType: General review
Icon: Requires login or subscription. View HTML | View PDF (553 KB) | Reprints & Permissions
1523794 A brave new world: The impact of domestic and international regulation on money laundering prevention in the UK
Antony Whitehouse (pp. 138-145)
Keywords: FSA, JMLSG, Legislation, MLAC, Money laundering, Proceeds of crime
ArticleType: General review
Icon: Requires login or subscription. View HTML | View PDF (238 KB) | Reprints & Permissions
1523795 N2+1: A review of FSA enforcement and discipline since N2
Philip Parish (pp. 146-150)
Keywords: Enforcement, Listing rule breaches, Market abuse, Mis-selling, Money laundering, Money laundering
ArticleType: Viewpoint
Icon: Requires login or subscription. View HTML | View PDF (222 KB) | Reprints & Permissions
1523796 Monitoring the success of policy initiatives to increase consumer understanding of financial services
James F. Devlin (pp. 151-163)
Keywords: Financial literacy policy, Personal finance education
ArticleType: General review
Icon: Requires login or subscription. View HTML | View PDF (276 KB) | Reprints & Permissions
1523797 Weather risk management
Carole Edrich (pp. 164-168)
Keywords: Derivatives, Global fragility, Regulatory context, Weather, Weather forecasting, Weather trading
ArticleType: General review
Icon: Requires login or subscription. View HTML | View PDF (223 KB) | Reprints & Permissions
1523798 The legal approach to investment advisers in different jurisdictions
Roman Jordans (pp. 169-184)
Keywords: Duties of investment advisers, International comparison, Regulation of investment advisers
ArticleType: Viewpoint
Icon: Requires login or subscription. View HTML | View PDF (271 KB) | Reprints & Permissions