| 1523799 |
Revision of the Investment Services Directive
Jonathan Herbst
(pp. 211-218)
Keywords:
Facility Regulated market,
Investment firms,
Investment services directive,
Multiple trading,
Passport
ArticleType: General review
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(240 KB)
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| 1523800 |
The Investment Services Directive - Routemap or obstacle course?
Angela Knight
(pp. 219-224)
Keywords:
Best execution,
FSAP,
Investment,
ISD,
Pre-trade transparency,
Regulation
ArticleType: Viewpoint
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(228 KB)
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| 1523801 |
Individual and corporate compliance competence: An ethical approach
Jonathan Edwards
(pp. 225-235)
Keywords:
Competence,
Compliance,
Ethics,
FSA,
Partnership approach
ArticleType: Viewpoint
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(266 KB)
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| 1523802 |
All in the name of competition: European securities exchanges
Paul Arlman
(pp. 236-240)
Keywords:
EU legislation,
FESE,
Internal market,
Securities exchanges,
Technology
ArticleType: General review
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(262 KB)
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| 1523803 |
The Financial Services Authority and credit unions - A new era in regulation?
Nicholas Ryder
(pp. 241-249)
Keywords:
CRED,
Credit union,
Financial Services Authority,
Protection, perception
ArticleType: Viewpoint
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(241 KB)
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| 1523804 |
And then there were four: A study of UK audit market concentration - causes, consequences and the scope for market adjustment
Vivien Beattie, Alan Goodacre, Stella Fearnley
(pp. 250-265)
Keywords:
Audit firm mergers,
Auditor concentration,
Concentration ratios
ArticleType: Case study
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(381 KB)
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