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Journal of Financial Regulation and Compliance
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Journal of Financial Regulation and Compliance

Volume 12 Issue 4

Published: 2004 | Start Page: 297

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Articles

Articles
Article No: Article Information:
1523832 Implementing Basel II: A case study based on the Barclays Basel II preparations
Ian Wilson (pp. 297-305)
Keywords: Available expertise, Basel II, Capital management, Credit models, Implementation challenges, Relationship with regulator
ArticleType: Case study
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1523833 Market abuse – A pan-European approach
Carmen Reynolds, Mathew Rutter (pp. 306-314)
Keywords: Financial services, Insider dealing, Market abuse
ArticleType: General review
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1523834 The new market abuse regime in Greece: A step towards increased market transparency or a new source of confusion?
Panagiotis K. Staikouras (pp. 315-329)
Keywords: Enforcement, Greece, Insider trading, Manipulation, Market abuse
ArticleType: Viewpoint
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1523835 Seven points financial services institutions should know about IT spending for compliance
Virginia Garcia (pp. 330-339)
Keywords: Accounting standards regulations, Basel II, Compliance, Cost of compliance, IAS, PATRIOT Act, Regulatory mandates, Risk management, Sarbanes-Oxley, USA
ArticleType: Viewpoint
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1523836 Personalities of risk/reward: Human factors of risk/reward and culture
Michael Mainelli (pp. 340-350)
Keywords: Behavioural research, Know your client, Organisational culture, Psychometric aggregation, Risk/reward
ArticleType: Viewpoint
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1523837 Economic capital in the limelight
Hubert Mueller, José Siberón (pp. 351-358)
Keywords: Capital management, Economic capital, Life insurance, Risk
ArticleType: Viewpoint
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1523838 Corporate governance and disclosure in Africa: Issues and challenges
Charles C. Okeahalam (pp. 359-370)
Keywords: Africa, Corporate governance, Disclosure, Economic development
ArticleType: General review
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