| 1523846 |
The Lamfalussy process four years on
Alexander Schaub
(pp. 110-120)
Keywords:
CESR,
Commission,
Council,
Directive,
European Parliament,
European Securities Committee,
Implementing measures,
Lamfalussy,
Legislation,
Regulation,
Securities
ArticleType: General review
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(259 KB)
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| 1523847 |
Radical plan for investment trust regulation
Daniel Godfrey
(pp. 121-131)
Keywords:
AITC Code of Corporate Governance,
Financial Ombudsman Service (FOS),
FSA,
HM Treasury,
Investment trusts,
Listing Rules,
Split capital investment trusts
ArticleType: Viewpoint
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(284 KB)
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| 1523848 |
Consumer debt in the UK: Attitudes and implications
Christine Ironfield-Smith, Kevin Keasey, Barbara Summers, Darren Duxbury, Robert Hudson
(pp. 132-141)
Keywords:
Consumer credit,
Over-indebtedness
ArticleType: General review
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(285 KB)
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| 1523849 |
The interaction between FSA enforcement action and compliance culture: A help or a hindrance?
Roger Turner
(pp. 142-145)
Keywords:
Compliance culture,
Compliance failure,
Expectations gap,
Publicity
ArticleType: Viewpoint
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(220 KB)
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| 1523850 |
The impact of financial forecasts regulation on IPO anomalies: Evidence from Taiwan
Ya-Fang Wang, Picheng Lee, Chen-Lung Chin, Gary Kleinman
(pp. 146-166)
Keywords:
Financial forecasts,
IPO anomalies,
Mandatory,
Regulation
ArticleType: General review
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(434 KB)
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| 1523851 |
The Greek three-pillar functional system in the presence of the European Union Banking Directives
Themis D. Pantos, Reza Saidi
(pp. 167-176)
Keywords:
EU Banking Directives,
Functional banking system,
Regulation,
Systematic risk,
Universal banking system,
Wealth effects
ArticleType: General review
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(399 KB)
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