| 1528803 |
Ask not for whom the bell tolls, it may toll for you next: intensified anti-money-laundering enforcement transforms the regulatory landscape
Betty Santangelo, Margaret A. Jacobs
(pp. 4-15)
Keywords:
Financial institutions,
Investment funds,
Investments,
Investors
ArticleType: Technical paper
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(97 KB)
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| 1528721 |
Fair value methodologies
Paul Kraft
(pp. 16-22)
Keywords:
Financial institutions,
Investment funds,
Investments,
Investors
ArticleType: Technical paper
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(118 KB)
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| 1528722 |
Enhancing a mature investment program: customizing the captive hedge fund
Jedd Wider, Kevin Scanlan
(pp. 23-30)
Keywords:
Financial institutions,
Investment funds,
Investments,
Investors
ArticleType: Technical paper
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(71 KB)
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| 1528723 |
When does improper conduct become criminal? Conflicts of interest in the mutual fund industry
Jonathan L. Kotlier
(pp. 31-38)
Keywords:
Financial institutions,
Investment funds,
Investments,
Investors
ArticleType: Technical paper
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(71 KB)
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| 1528724 |
California Securities Laws: a new sheriff in town
Gary Mendoza
(pp. 39-41)
Keywords:
Financial institutions,
Investment funds,
Investments,
Investors
ArticleType: Viewpoint
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(42 KB)
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| 1528725 |
Does your firm have a Mutual Fund Suitability Guidelines Manual?
Joseph C. Cascarelli
(pp. 42-58)
Keywords:
Financial institutions,
Investment funds,
Investments,
Investors
ArticleType: Technical paper
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(117 KB)
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| 1528726 |
The after-effect of Rule 203(b)(3)-2: what it means to take on the role of CCO to comply with the controversial measure
Colette Panebianco
(pp. 59-62)
Keywords:
Financial institutions,
Hedging,
Investment funds,
Investments,
Investors
ArticleType: Technical paper
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(45 KB)
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| 1528727 |
The development of Managed Funds Association's 2005 Sound Practices for Hedge Fund Managers
Stephanie Miranda Pries
(pp. 63-70)
Keywords:
Financial institutions,
Investment funds,
Investments,
Investors
ArticleType: Technical paper
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(71 KB)
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| 1528728 |
The value of research: are your research dollars buying good or bad research?
Kei Kianpoor, Nancy M. Smith
(pp. 71-75)
Keywords:
Financial institutions,
Investment funds,
Investments,
Investors
ArticleType: Technical paper
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(249 KB)
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