| 1550579 |
A compliance competence partnership approach model
Jonathan Edwards, Simon Wolfe
(pp. 140-150)
Keywords:
Competences,
Ethics,
Financial Services Act,
Modelling,
Partnership
ArticleType: Viewpoint
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(100 KB)
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| 1550580 |
On the inception of sound derivative products in emerging markets: Real-world observations and viable solutions
Mazin A.M. Al Janabi
(pp. 151-164)
Keywords:
Derivative markets,
Emerging markets,
Financial engineering,
Financial institutions,
Financial risk,
Government policy
ArticleType: Viewpoint
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(87 KB)
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| 1550581 |
A review of financial and regulatory reforms in the gilt-edged market
Farooq Ahmad, David Lal
(pp. 165-173)
Keywords:
Banking,
Financial restructuring,
Gilt edged securities
ArticleType: Viewpoint
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(63 KB)
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| 1550582 |
The relevance of value-at-risk disclosures: evidence from the LTCM crisis
Niranjan Chipalkatti, Vinay Datar
(pp. 174-184)
Keywords:
Capital,
Disclosure,
Value analysis
ArticleType: Viewpoint
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(75 KB)
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| 1550583 |
The impact of the 2004 research analyst rules on hedge fund research reports
Keith H. Black, John Mauldin
(pp. 185-191)
Keywords:
Hedging,
Regulation,
Research organizations,
Research results,
Securities
ArticleType: Viewpoint
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(55 KB)
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| 1550584 |
The effect of the SEC's regulation fair disclosure on analyst forecast attributes
Rong Yang, Yaw M. Mensah
(pp. 192-209)
Keywords:
Conferencing,
Disclosure,
Earnings,
Financial institutions,
Forecasting
ArticleType: Viewpoint
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(119 KB)
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| 1550585 |
Court of Appeal rules on solicitor's liability to make redress to investors
Joanna Gray
(pp. 210-216)
Keywords:
Financial control,
Law,
Law courts,
Legal decisions
ArticleType: Viewpoint
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(59 KB)
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| 1550586 |
Question of legal nature of betting scheme under FSMA 2000 considered by Court of Appeal
Joanna Gray
(pp. 217-221)
Keywords:
Law,
Legal decisions
ArticleType: Viewpoint
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(51 KB)
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