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Journal of Investment Compliance
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Journal of Investment Compliance


Volume 7 Issue 2

Published: 2006 | Start Page: 4

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Articles

Articles
Article No: Article Information:
1575954 Mutual funds under fire: reform initiatives
Thomas R. Smith Jr (pp. 4-27)
Keywords: Fund management, Unit trusts, United States of America
ArticleType: General review
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1575936 Should you stay or go? Private fund adviser registration after Goldstein
Thomas S. Harman, Monica L. Parry (pp. 28-33)
Keywords: Financial management, Fund management, Investments
ArticleType: Technical paper
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1575937 Personal trading policies for hedge fund managers
Thomas S. Harman, Monica L. Parry (pp. 34-42)
Keywords: Fund management, Legislation, Managers
ArticleType: Technical paper
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1575938 The downside of side letters
Ian Levin, Kevin Scanlan (pp. 43-47)
Keywords: Fund management, Investments, Securities
ArticleType: Technical paper
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1575939 Hedge fund marketing overview
Ethan W. Johnson (pp. 48-51)
Keywords: Financial markets, Fund management, United States of America
ArticleType: General review
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Editor column

Editor column
Item No: Item Information
1575947 Editor column
Journal: Journal of Investment Compliance
Vol : 7 Issue: 2
Author(s): Henry A. Davis, James A. Tricarico Jr
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