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Journal of Financial Regulation and Compliance

Volume 14 Issue 4

Published: 2006 | Start Page: 328

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Articles

Articles
Article No: Article Information:
1580915 Integration, regulation, and policy of securities market infrastructures in the euro area
Heiko Schmiedel, Andreas Schönenberger (pp. 328-347)
Keywords: Euro, Europe, Securities markets
ArticleType: Research paper
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1580916 European supervisory convergence: a new dynamic
Michael McKee (pp. 348-362)
Keywords: Economic convergence, Europe, Financial services
ArticleType: Technical paper
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1580917 The mortality risk of pensions – methods of control and policy implications for the UK
Robert Hudson (pp. 363-374)
Keywords: Life expectancy, Life insurance, Pensions
ArticleType: Research paper
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1580918 The corporate governance of banks
Andy Mullineux (pp. 375-382)
Keywords: Banks, Corporate governance, Regulation
ArticleType: Viewpoint
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1580919 Operational risk information system: a challenge for the banking sector
Francisco Flores, Enrique Bónson-Ponte, Tomás Escobar-Rodríguez (pp. 383-401)
Keywords: Banks, Financial risk, Information systems, Spain
ArticleType: Research paper
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1580920 US regulators release joint-rule proposal regarding futures contracts on debt indexes and securities
Andrew P. Cross (pp. 402-407)
Keywords: Financial control, Financial services, Futures markets, Securities markets, United States of America
ArticleType:
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1580921 The usual suspects?
Richard Burger, George Davies (pp. 408-410)
Keywords: Financial institutions, Fraud, International cooperation, Laws and legislation, United Kingdom
ArticleType: Research paper
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1580922 Court castigates BCCI liquidators' claim against Bank of England
Joanna Gray (pp. 411-417)
Keywords: Legal decisions, Litigation, United Kingdom
ArticleType: Research paper
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1580923 Financial services and markets tribunal turns down costs application from broker whom it had earlier found not to have engaged in market abuse
Joanna Gray (pp. 418-423)
Keywords: Legal decisions, Tribunals
ArticleType: Research paper
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Book Review

Financial Services: Investigation & Enforcement (2nd ed.)
Item No: Item Information
1580914 Financial Services: Investigation & Enforcement (2nd ed.)
Journal: Journal of Financial Regulation and Compliance
Vol : 14 Issue: 4
Author(s): Viv Pyne
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Guest editorial

Stand up for high standards
Item No: Item Information
1580924 Stand up for high standards
Journal: Journal of Financial Regulation and Compliance
Vol : 14 Issue: 4
Author(s): Gavin Shreeve
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