| 1603666 |
The Financial Ombudsman Service: not just an alternative to court
Walter Merricks
(pp. 135-142)
Keywords:
Civil law,
Complaints,
Dispute resolutions,
Ombudsman,
United Kingdom
ArticleType: Viewpoint
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(59 KB)
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| 1603667 |
Internal audit function role in operational risk management
Ana Fernández-Laviada
(pp. 143-155)
Keywords:
Internal auditing,
Risk management
ArticleType: Research paper
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(75 KB)
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| 1603668 |
A risk-based approach to AML: A controversy between financial institutions and regulators
Jos de Wit
(pp. 156-165)
Keywords:
Financial institutions,
Money laundering,
Risk management
ArticleType: Viewpoint
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(62 KB)
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| 1603669 |
Mortality projections and unisex pricing of annuities in the UK
Robert Hudson
(pp. 166-179)
Keywords:
Gender,
Life expectancy,
Pensions,
United Kingdom
ArticleType: Research paper
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(95 KB)
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| 1603670 |
Prevention of corruption – UK legislation and enforcement
George Brown
(pp. 180-185)
Keywords:
Corruption,
Laws and legislation,
United Kingdom
ArticleType: Viewpoint
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(46 KB)
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| 1603671 |
Transparency proposals for European sovereign bond markets
Peter G. Dunne
(pp. 186-198)
Keywords:
Bonds,
Europe,
Financial markets
ArticleType: Research paper
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(88 KB)
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| 1603672 |
Bank deregulation and acquisition activity: the cases of the US, Italy and Germany
Jens Hagendorff, Michael Collins, Kevin Keasey
(pp. 199-209)
Keywords:
Acquisitions and mergers,
Banks,
Germany,
Italy,
United States of America
ArticleType: Research paper
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(348 KB)
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| 1603673 |
Implementing AML/CFT measures that address the risks and not tick boxes
Marcus Killick, David Parody
(pp. 210-216)
Keywords:
Financing,
Money laundering,
Responsibilities,
Risk assessment,
Senior management,
Terrorism
ArticleType: Viewpoint
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(63 KB)
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| 1603674 |
Financial services and markets tribunal orders that costs of successful challenge to enforcement action for market abuse be paid by FSA
Joanna Gray
(pp. 217-220)
Keywords:
Legal decisions,
Litigation,
Tribunals
ArticleType: Research paper
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(42 KB)
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| 1603675 |
The discovery process in civil litigation and the restrictions on disclosure of Section 348 Financial Services and Markets Act 2000
Joanna Gray
(pp. 221-226)
Keywords:
Legal decisions,
Litigation,
Tribunals
ArticleType: Research paper
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(52 KB)
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