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Journal of Financial Regulation and Compliance
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Journal of Financial Regulation and Compliance


Volume 15 Issue 3

Published: 2007 | Start Page: 236

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Articles

Articles
Article No: Article Information:
1616218 The debate over the economic rationale for investor protection regulation: a critical appraisal
Andromachi Georgosouli (pp. 236-249)
Keywords: Cost benefit analysis, Investors, Regulation
ArticleType: Research paper
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1616219 Trends in Federal Reserve and Basel II A-IRB Bank governance
Elizabeth Webb (pp. 250-261)
Keywords: Banks, Boards of directors, Chief executives, Compensation
ArticleType: Research paper
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1616220 How increased enforcement can offset statutory deregulation: The case of the Community Reinvestment Act
Donald F. Vitaliano, Gregory P. Stella (pp. 262-274)
Keywords: Compliance cost, Legislation, United States of America
ArticleType: Research paper
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1616221 Dynamics and regulatory system of Indian financial markets: A dialectic view
A.K. Sharma, Ashutosh Vashishtha (pp. 275-302)
Keywords: Financial markets, Financial reporting, India, Regulation
ArticleType: Research paper
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1616222 Who pays for banking supervision? Principles and trends
Donato Masciandaro, Maria J. Nieto, Henriette Prast (pp. 303-326)
Keywords: Banking, Financial management, Governance
ArticleType: Research paper
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1616223 Managing the competition risks of communication between competitors
Fred Houwen (pp. 327-330)
Keywords: Competitors, Legal principles
ArticleType: Viewpoint
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1616224 A principled front in the war against market abuse
Richard Burger (pp. 331-336)
Keywords: Crimes, Financial management, Insider trading
ArticleType: Case study
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1616225 Court of appeal ruling on discovery in civil litigation of regulatory information protected from disclosure by section 348 FSMA
Joanna Gray (pp. 337-342)
Keywords: Investment funds, Legal decisions
ArticleType: Viewpoint
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1616226 At FSA's application High Court orders winding-up of UK partnership which facilitated offshore boiler room share sales to UK investors
Joanna Gray (pp. 343-347)
Keywords: Legal decisions, Management consultancy
ArticleType: Viewpoint
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Editorial

Editorial
Item No: Item Information
1616227 Editorial
Journal: Journal of Financial Regulation and Compliance
Vol : 15 Issue: 3
Author(s): Oonagh McDonald
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Editorial board update

Editorial board update: Richard Burger
Item No: Item Information
1616228 Editorial board update: Richard Burger
Journal: Journal of Financial Regulation and Compliance
Vol : 15 Issue: 3
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