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Journal of Financial Regulation and Compliance
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Journal of Financial Regulation and Compliance

Volume 7 Issue 4

Published: 1999 | Start Page: 305

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Articles

Articles
Article No: Article Information:
1654020 Liability of financial advisers for pensions mis-selling
Philip Ryley, John Virgo (pp. 305-322)
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ArticleType: General review
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1654021 Enforcing compliance with accounting standards: The role of the Financial Reporting Review Panel in the UK regulatory framework
Robert E. Jupe (pp. 323-330)
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ArticleType: General review
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1654022 Going Dutch: Catch-all insider trading
Marc Groenhuijsen, François Kristen (pp. 331-338)
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ArticleType: General review
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1654023 Cost-benefit analysis in financial regulation: How to do it and how it adds value
Isaac Alfon, Peter Andrews (pp. 339-352)
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ArticleType: General review
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1654024 Minimising the cost of FSA supervision
Roger Turner (pp. 353-360)
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ArticleType: General review
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1654025 European Monetary Union: Legal compliance for IT systems — Après ‘Le Weekend’
Alan Hawley (pp. 361-378)
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ArticleType: General review
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1654026 Trust status for ‘surpluses’ account set up during wind down of SFA member firm
Joanna Gray (pp. 379-384)
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ArticleType: General review
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1654027 Court of Appeal rules on the scope of s.47 of the Financial Services Act 1986
Evans LJ, Ward LJ, Mummery LJ, David Capps (pp. 385-387)
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ArticleType: General review
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1654028 Website review
Martyn Kendrick (pp. 388-391)
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ArticleType: General review
Icon: Backfile. Icon: Requires login or subscription. | View PDF (263 KB) | Reprints & Permissions