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Journal of Financial Regulation and Compliance
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Journal of Financial Regulation and Compliance


Volume 8 Issue 3

Published: 2000 | Start Page: 201

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Articles

Articles
Article No: Article Information:
1654045 Senior management responsibilities under the new regulatory regime
James Bagge (pp. 201-209)
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ArticleType: General review
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1654046 Examining the new market abuse regime
Gay Wisbey (pp. 210-214)
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ArticleType: General review
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1654047 Disciplinary procedure: ‘The new regime’
Philip Ryley, John Virgo (pp. 215-227)
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ArticleType: General review
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1654048 Investigation powers: ‘The new regime’
John Virgo, Philip Ryley (pp. 228-236)
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ArticleType: General review
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1654049 The Financial Services and Markets Act cross-border issues
Charles Abrams (pp. 237-255)
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ArticleType: General review
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1654050 The use of league tables in financial services
Rob Jones, Kevin Keasey (pp. 256-268)
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ArticleType: General review
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1654051 Regulatory and Legal Commentary: From Chancellor's Statement to Statute Book: A retrospective on the Financial Services and Markets Act
Joanna Gray (pp. 269-279)
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ArticleType: General review
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