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Journal of Investment Compliance
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Journal of Investment Compliance


Volume 2 Issue 4

Published: 2002 | Start Page: 4

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Articles

Articles
Article No: Article Information:
1667002 Current Trends in Broker/Dealer Litigation
BRIAN F. AMERY, DOMINICK F. EVANGELISTA, DAVID J. LIBOWSKY (pp. 4-10)
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ArticleType: General review
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1667003 Experts in Arbitration
JOSEPH A. INGRISANO (pp. 11-17)
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ArticleType: General review
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1667004 The Basics of Software Licensing
MICHAEL P. BENNETT, JEFFREY KOSC (pp. 18-29)
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ArticleType: General review
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1667005 Securities Arbitration: Is It Truly Efficient, or Can It Be Improved?
J. RICHARD TUCKER (pp. 30-34)
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ArticleType: General review
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1667006 Mutual Fund Complexes: Entering the Private Investment Fund Arena
THOMAS A. AYERS, ERIC BYRNES (pp. 35-38)
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ArticleType: General review
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1667007 Soft Dollar Basics: Responses to Frequently Asked Questions: (or, Questions That Should Frequently Be Asked)
MICHAEL R. BUTOWSKY (pp. 39-49)
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ArticleType: General review
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1667008 Economically Targeted Investments: Genesis, Market Efficiency, and Implementation
MARK J.P. ANSON (pp. 50-56)
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ArticleType: General review
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