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Journal of Financial Regulation and Compliance
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Journal of Financial Regulation and Compliance


Volume 16 Issue 1

Published: 2008 | Start Page: 8

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Articles

Articles
Article No: Article Information:
1711401 Lessons from the Northern Rock affair
Kevin Keasey, Gianluca Veronesi (pp. 8-18)
Keywords: Banking, Banks, Credit rating, Financial modelling, Regulation, United Kingdom
ArticleType: Research paper
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1711402 The sub-prime crisis, the credit squeeze and Northern Rock: the lessons to be learned
Maximilian J.B. Hall (pp. 19-34)
Keywords: Banking, Banks, Business failures, Financial institutions, United Kingdom
ArticleType: Research paper
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1711403 The Northern Rock crisis: a multi-dimensional problem waiting to happen
David T. Llewellyn (pp. 35-58)
Keywords: Banking, Banks, Financial markets, United Kingdom
ArticleType: Research paper
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1711404 Regulation and information asymmetry: Evidence from the performance of industrial and utility firms issuing seasoned equity in the USA
Robyn McLaughlin, Assem Safieddine (pp. 59-76)
Keywords: Equity issuance, Information asymmetry, Performance, Regulation, Utilities
ArticleType: Research paper
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1711405 Diamond detail and gem fraud status
J.D. Boles (pp. 77-84)
Keywords: Crimes, Fraud, Terrorism
ArticleType: Viewpoint
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1711406 Regulation development and MiFID impact on collective investment in Spain
Begoña Torre Olmo, Sergio Sanfilippo Azofra, Carlos López Gutiérrez (pp. 85-92)
Keywords: Investment funds, Regulation, Spain
ArticleType: Research paper
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1711407 A practitioner's guide to mortgage regulation
Chris Cummings (pp. 93-107)
Keywords: Mortgage companies, Regulation
ArticleType: Viewpoint
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1711408 European Court of Justice clarifies circumstances in which financial institutions may exchange credit information without breaching competition law
Fred Houwen (pp. 108-110)
Keywords: Credit, European legislation, Financial institutions
ArticleType: Research paper
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1711409 Company directors' disqualification proceedings following the failure of FSA-regulated firm
Joanna Gray (pp. 111-115)
Keywords: Insolvency, Laws and legislation, Legal decisions
ArticleType: Viewpoint
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1711410 Objection to terms of FSA decision notice heard by Financial Services and Markets Tribunal
Joanna Gray (pp. 116-119)
Keywords: Legal decisions, Senior managers
ArticleType: Viewpoint
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Book Review

All You Need to Know about Ethics and Finance
Item No: Item Information
1711400 All You Need to Know about Ethics and Finance
Journal: Journal of Financial Regulation and Compliance
Vol : 16 Issue: 1
Author(s): Andrew Cornford
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Editorial

Editorial
Item No: Item Information
1711411 Editorial
Journal: Journal of Financial Regulation and Compliance
Vol : 16 Issue: 1
Author(s): Oonagh McDonald
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