| 1745120 |
US DOL regulations may challenge private investment funds
Donald P. Carleen, Jeffrey Ross
(pp. 5-14)
Keywords:
Disclosure,
Financial reporting,
Regulation,
United States of America
ArticleType: Viewpoint
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(81 KB)
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| 1745121 |
FIN 48: headaches for hedge fund tax compliance function
Roger D. Lorence
(pp. 15-18)
Keywords:
Hedging,
Laws and legislation,
Taxes,
United States of America
ArticleType: Technical paper
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(50 KB)
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| 1745122 |
Seventh circuit “disapproves” Gartenberg, but is this new approach fundamentally different?
Lea Anne Copenhefer, Roger P. Joseph, Joshua B. Sterling
(pp. 19-23)
Keywords:
Courts of appeal,
Financial control,
Fund management,
United States of America
ArticleType: Technical paper
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(51 KB)
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| 1745123 |
Ruling creates uncertainty under Section 13(d)
William McGuiness, Peter L. Simmons, Robert C. Schwenkel, John E. Sorkin
(pp. 24-28)
Keywords:
Fund management,
Law courts,
Legal decisions,
Securities,
United States of America
ArticleType: Technical paper
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(53 KB)
|
| 1745124 |
Treasury department's proposed overhaul of the financial regulatory structure: a look at the blueprint and a look ahead
Brandon Becker, Elizabeth K. Derbes, Russell J. Bruemmer, Franca Harris Gutierrez, Martin E. Lybecker
(pp. 29-40)
Keywords:
Capital markets,
Financial management,
Regulation,
United States of America
ArticleType: Technical paper
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(94 KB)
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| 1745125 |
SEC publishes proposed rule to modify oil and gas reporting requirements
Joseph I. Goldstein, Adriaen M. Morse
(pp. 41-43)
Keywords:
Energy industry,
Financial reporting,
Regulation,
United States of America
ArticleType: Technical paper
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(41 KB)
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| 1745126 |
New FSA disclosure regime for short selling during rights issues
Chris Bates, Carlos Conceicao, Guy Norman, David Pudge, Patrick Sarch
(pp. 44-48)
Keywords:
Disclosure,
Financial control,
Financial services,
Rights issues,
United Kingdom
ArticleType: Technical paper
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(52 KB)
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| 1745127 |
PRC domestic fund management companies may now establish operations in Hong Kong
Vivien Teu
(pp. 49-51)
Keywords:
Fund management,
Hong Kong,
Regulation,
Subsidiaries
ArticleType: Technical paper
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(38 KB)
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| 1745128 |
Summary of selected FINRA Regulatory Notices and disciplinary actions, April-June 2008
Henry A. Davis
(pp. 52-74)
Keywords:
Financial markets,
Regulation,
Securities markets,
United States of America
ArticleType: Technical paper
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(143 KB)
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