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INTERNATIONAL INVESTMENT MANAGEMENT WITHIN A REGULATORY FRAMEWORK

ALAN THOMAS (ADVISER ON MEMBER ASSESSMENT AT IMRO. PRIOR TO JOINING THE SRO IN JANUARY 1993)

Journal of Financial Regulation and Compliance

ISSN: 1358-1988

Article publication date: 1 February 1993

50

Abstract

This paper is based on the author's experience and comments on the daily life of fund managers and stockbrokers, along with the nature of the networks within which many operates. The paper attempts to provide a guide to current market conditions and how regulators may respond to challenges to the self‐regulatory process.

Citation

THOMAS, A. (1993), "INTERNATIONAL INVESTMENT MANAGEMENT WITHIN A REGULATORY FRAMEWORK", Journal of Financial Regulation and Compliance, Vol. 1 No. 4, pp. 370-375. https://doi.org/10.1108/eb024784

Publisher

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MCB UP Ltd

Copyright © 1993, MCB UP Limited

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