TRADING AND MARKET MAKING SURVEILLANCE PROGRAMME FOR THE NASDAQ STOCK MARKET

Abstract

A high level of confidence by all market participants in the quality of the price, volume and transaction information that is disseminated to the marketplace is vital to the actual and the perceived quality of that marketplace. Ensuring the accuracy and the timeliness of this trade information requires both a strong regulatory presence to monitor compliance with all reporting requirements, as well as an effective training and educational programme to assist those reporting to understand the rides and regulations.

Citation

PINTO, J.E.J. (1996), "TRADING AND MARKET MAKING SURVEILLANCE PROGRAMME FOR THE NASDAQ STOCK MARKET", Journal of Financial Regulation and Compliance, Vol. 4 No. 2, pp. 144-149. https://doi.org/10.1108/eb024876