Broker‐Dealers Face New Anti‐Money Laundering Requirements
TODD STERN
(Partner, Wilmer, Cutler & Pickering in Washington, DC. tstern@wilmer.com)
SATISH M. KINI
(Partner, Wilmer, Cutler & Pickering in Washington, DC. skini@wilmer.com)
STEPHEN R. HEIFETZ
(Associate with Wilmer, Cutler & Pickering in Washington, DC. sheifetz@wilmer.com)
90
Abstract
An exhaustive analysis of the current state of play of both the old and new law and the regulations promulgated thereunder. A one‐stop analysis of the state of the requirements under the USA Patriot Act and particularly how it affects broker‐dealers.
Citation
STERN, T., KINI, S.M. and HEIFETZ, S.R. (2002), "Broker‐Dealers Face New Anti‐Money Laundering Requirements", Journal of Investment Compliance, Vol. 2 No. 3, pp. 7-16. https://doi.org/10.1108/eb045912
Publisher
:MCB UP Ltd
Copyright © 2002, MCB UP Limited