Journal of Financial Regulation and Compliance: Volume 1 Issue 3

Subject:

Table of contents

UNITED STATES BANK FAILURE POLICY

HELEN A. GARTEN

Bank failure in the USA is inextricably linked to the US system of federally administered deposit insurance, a fact that explains both its past successes and its recent…

CORPORATE MANSLAUGHTER REVIEWED

NICHOLAS REVILLE

This paper analyses the criminal law concept of corporate manslaughter in the regulation of the corporate safety culture of the workplace. The undeveloped and controversial nature…

NATIONAL WASTE POLICIES IN EUROPE AND THEIR EFFECT ON THE UNITED KINGDOM PAPER AND BOARD INDUSTRY

IAN COOPER

Environmental legislation is creating a new role for recycling as a means of combating the growing problem of waste disposal But unilateral action by Germany and a number of other…

THE INSURANCE OMBUDSMAN BUREAU AND THE PUBLIC: GREAT EXPECTATIONS

CAROLINE MITCHELL

The Insurance Ombudsman Bureau was the first of the ‘commercial’ Ombudsman schemes and provided a model for those which came after. The Ombudsman has very wide powers to enable…

FUTURE CONCERNS IN THE REGULATION OF PRIVATE SECURITY

LES JOHNSTON

This paper examines the problem of regulating private security in Britain by locating the issue in a wider European context. It suggests that future debate will have to focus on…

PENSIONS LAW REFORM AFTER MAXWELL: THE POSSIBLE CONTENT OF NEW PENSIONS REGULATIONS FOLLOWING THE MAXWELL CASE

ROBIN ELLISON

This paper describes the legal background to the Maxwell scandal in which about £500m of pension fund money was stolen, analyses some of the supposed flaws in the current…

THE LAUTRO RULES: TRAINING AND COMPETENCE

STUART WILLEY

The purpose of this paper is to summarise the initiatives taken by the Life Assurance and Unit Trust Regulatory Organisation (Lautro) in the field of training and competence. This…

BCCI: THE LESSONS FOR BANK SUPERVISORS PART 2: DEFICIENCIES IN INTERNATIONAL SUPERVISORY ARRANGEMENTS

MAXIMILIAN J.B. HALL

This is the second of a two‐part paper, the first part of which was published in The International Journal of Regulatory Law & Practice Volume 1 Number 2, pp. 170–184. This part…

CHINESE WALLS: A DEVICE NOT A SOLUTION

LYNN COUNSELL

Recent discussion regarding the protection of investors has focused on the fundamental issue of conflict of interest facing practitioners in the financial services industry. The…

Cover of Journal of Financial Regulation and Compliance

ISSN:

1358-1988

Online date, start – end:

1992

Copyright Holder:

Emerald Publishing Limited

Open Access:

hybrid

Editor:

  • Prof John Ashton