Table of contents
Basel II: The road ahead
Jaime CaruanaThe following extract is taken from a speech by Jaime Caruana, Governor of the Bank of Spain, as Chairman of the Basel Committee on Banking Supervision, given to the Institute of…
European Court of Justice opens the way for pan‐European occupational pensions
Jan‐Mikael BexhedThis paper is largely based on the European Court of Justice’s (ECJ’s) judgment of 26thJune, 2003 in Case C‐422/01 Skandia and Ramtedt v Riksskatteverket (the judgment). The…
Post‐Enron developments in UK audit and corporate governance regulation
Ian P. DewingThis paper examines post‐Enron developments in UK audit and corporate governance regulation. It considers the latest government‐initiated reviews into audit regulation…
Case study: Where is the risk in transaction monitoring?
Frank VeyderHow to fight money laundering and comply with anti‐money laundering legislation in a way that is both cost effective and precise? Many banks are struggling with this question…
The impact of e‐commerce developments on consumer welfare ‐ Information disclosure regimes
Jennifer Hamilton, Lorna E. GilliesInformation disclosure requirements are a relatively common feature of consumer protection regimes generally. In the case of retail investment products such requirements have been…
Evaluating market supervision through an overview of trading halts in the Portuguese stock market
João Duque, Ana Rita FazendaThis study concerns how well stock market regulators prevent trading by using trading halts when they suspect asymmetric information in the market. Security trading halts in the…
ISSN:
1358-1988Online date, start – end:
1992Copyright Holder:
Emerald Publishing LimitedOpen Access:
hybridEditor:
- Prof John Ashton