Table of contents
Operational risk within an insurance market
Stephen Manning, Andrew GurneyParts of this paper are based on a presentation on the same subject given by Stephen Manning to the Basel II & Banking Regulation conference organised by the Global Association of…
How the capital market laws affect the development of venture capital industry
Jarunee WonglimpiyaratGiven that the stock market is essential for the venture capitalists to exit through an initial public offering (IPO), this study explores how the laws and regulations governing…
Implementing the EU Capital Requirement Directive – key operational risk elements
Andrew SheenBasel II and the EU CRD introduce, for the first time, specific Operational Risk requirements for credit institutions and investment firms. With less than 2 years available to…
‘The most valuable commodity I know of is information’
Richard Burger, George DaviesThis paper summarises the FSA's enforcement action taken to date under the market abuse regime and considers how the implementation of the Market Abuse Directive (‘MAD’) will…
Trust and confidence in financial services: a strategic challenge
David T. LlewellynThe purpose of the paper is to offer an analytical framework for the Treating Customers Fairly initiative of the Financial Services Authority. The TCF agenda is set in the context…
Commission consults on revision of the European electronic money regime
Bob PennBackground to the European Commission consultation on the electronic money directive (2000/46/EC) with particular reference to the definition of ‘electronic money’, the impact on…
ISSN:
1358-1988Online date, start – end:
1992Copyright Holder:
Emerald Publishing LimitedOpen Access:
hybridEditor:
- Prof John Ashton