Journal of Financial Regulation and Compliance: Volume 16 Issue 1

Subject:

Table of contents

Lessons from the Northern Rock affair

Kevin Keasey, Gianluca Veronesi

This paper seeks to analyse reasons behind the difficulties faced by Northern Rock (NR) and the UK financial system and proposes a return to a more traditional/prudent banking…

5080

The sub‐prime crisis, the credit squeeze and Northern Rock: the lessons to be learned

Maximilian J.B. Hall

On 14 September 2007, after failing to find a “White Knight” to take over its business, Northern Rock bank turned to the Bank of England (the Bank) for a liquidity lifeline. This…

9388

The Northern Rock crisis: a multi‐dimensional problem waiting to happen

David T. Llewellyn

The purpose of this paper is to offer an initial assessment of the Northern Rock (NR) crisis.

5435

Regulation and information asymmetry: Evidence from the performance of industrial and utility firms issuing seasoned equity in the USA

Robyn McLaughlin, Assem Safieddine

This paper seeks to examine the potential for regulation to reduce information asymmetries between firm insiders and outside investors.

1803

Diamond detail and gem fraud status

J.D. Boles

The purpose of this paper is to provide an account of diamond detail and gem fraud status.

821

Regulation development and MiFID impact on collective investment in Spain

Begoña Torre Olmo, Sergio Sanfilippo Azofra, Carlos López Gutiérrez

The objective of this paper is to review Spanish regulatory evolution in the collective investment area, which is very recent in its principal aspects.

423

A practitioner's guide to mortgage regulation

Chris Cummings

The purpose of this paper is to provide a practitioner's guide to mortgage regulation.

852

European Court of Justice clarifies circumstances in which financial institutions may exchange credit information without breaching competition law

Fred Houwen

The purpose of this paper is to describe how The European Court of Justice's (ECJ) recent judgment in Asnef‐Equifax v. Ausbanc has clarified the circumstances in which financial…

293

Company directors' disqualification proceedings following the failure of FSA‐regulated firm

Joanna Gray

The purpose of this paper is to report on the company directors' disqualification proceedings following the failure of FSA‐regulated firm.

282

Objection to terms of FSA decision notice heard by Financial Services and Markets Tribunal

Joanna Gray

The purpose of this paper is to outline the objections to terms of FSA decision notice heard by the Financial Services and Markets Tribunal.

175
Cover of Journal of Financial Regulation and Compliance

ISSN:

1358-1988

Online date, start – end:

1992

Copyright Holder:

Emerald Publishing Limited

Open Access:

hybrid

Editor:

  • Prof John Ashton