Journal of Financial Regulation and Compliance: Volume 19 Issue 2

Subject:

Table of contents

Ethical and socially responsible investment funds: Are they ethically and responsibly marketed?

Robert Watson

The purpose of this paper is to evaluate the marketing of ethical and socially responsible investment (ESRI) funds to retail investors and to analysis the plausibility of the…

1974

Cause v. consequence‐based regulation: Basel III v. the Eurocodes

Maximilian A. Vermorken, Alphons Th. Vermorken

The purpose of this paper is to compare two opposite approaches chosen to regulate an industry.

1008

Discontinued German life insurance portfolios: rules‐in‐use, interest rate risk, and Solvency II

Karsten Paetzmann

This paper seeks to provide an overview on potential impacts German primary life insurers are exposed to in relation to upcoming Solvency II regulation and potential strategic…

1349

Co‐operative and competitive enforced self regulation: The role of governments, private actors and banks in corporate responsibility

Marianne Ojo

The primary purpose of the paper is to demonstrate how corporate responsibility and accountability could be fostered through monitoring and the involvement of governments in the…

1202

Compensating victims of bankrupted financial institutions: a law and economic analysis

Robert J. Dijkstra, Michael G. Faure

The purpose of this paper is to understand the incentive effects of existing compensation mechanisms in case of the bankruptcy of a financial institution.

The institutional framework against money laundering and its underlying predicate crimes

Norman Mugarura

The purpose of this paper is to underscore the current supranational anti‐money laundering (AML) regimes articulating challenges of harnessing them as a robust framework. Some…

2347

Judicial review of Financial Services Compensation Scheme's exercise of power to impose compensation costs levy

Joanna Gray

The purpose of this paper is to discuss the judicial review of Financial Services Compensation Scheme's (FSCS) exercise of power to impose compensation costs levy (R v. Financial

334
Cover of Journal of Financial Regulation and Compliance

ISSN:

1358-1988

Online date, start – end:

1992

Copyright Holder:

Emerald Publishing Limited

Open Access:

hybrid

Editor:

  • Prof John Ashton