Journal of Financial Regulation and Compliance: Volume 22 Issue 3

Economic freedom and bank efficiency: does ownership and origins matter?

Fadzlan Sufian, Muzafar Shah Habibullah

– The paper aims to explore the impact of economic freedom on the efficiency of the Malaysian banking sector.

Bank capital: the case against Basel

Karim Pakravan

The purpose of this paper is to focus on the “Basel Illusion”, the belief that a model-driven quantitative approach to capital adequacy can lead to a more robust and shock-proof…

A proposal for an open-source financial risk model

Jong Ho Hwang

– The purpose of this paper is to present a policy proposal for building a new framework for gathering, measuring and disclosing financial risk information in the global economy.

The Investment Dealers Association of Canada’s enforcement record: Are penalties grossly inadequate

Mark Lokanan

The purpose of this study is to analyze the aggravating and mitigating factors considered by the Investment Dealer Association (IDA)’s (Now IIROC) hearing panels when determining…

Supervisory requirements and expectations for portfolio level counterparty credit risk measurement and management

Michael Jacobs Jr.

– This study aims to survey supervisory requirements and expectations for counterparty credit risk (CCR).

Comprehensive risk measure – current challenges

Lukasz Prorokowski, Hubert Prorokowski

This paper, based on case-studies with five universal banks from Europe and North America, aims to investigate which types of comprehensive risk measure (CRM) models are being…