Journal of Financial Regulation and Compliance: Volume 22 Issue 4

Reputation risk management in financial firms: protecting (some) small investors

Rasheed Saleuddin

– This paper aims to provide an explanation and evidence for the recent lack of retail financial product failures in Canada in the face of a (formal) regulatory failure.

Meeting the rationale of deposit protection system

Nikoletta Kleftouri

The purpose of this paper is to explore the full potential of an effective deposit insurance system. The current financial crisis in Europe has arguably casted fresh doubt on the…

Analyzing Russian compliance with anti-money laundering and combating the financing of terrorism, insider trading and anti-corruption laws

Maria Shalimova

The purpose of this study is provide a critical overview of compliance with anti-money laundering and combating the financing of terrorism, insider trading and anti-corruption…

Evaluation of post-GFC policy response of New Zealand: non-banking perspective

Noel Yahanpath, Mahbubul Islam

The purpose of this study is to explore whether the present measures being taken by the New Zealand (NZ) government are strengthening its non-banking sector effectively to address…

Compliance with Basel 2.5: banks’ approaches to implementing stressed VaR

Lukasz Prorokowski, Hubert Prorokowski

The purpose of this paper is to outline how banks are coping with the new regulatory challenges posed by stressed value at risk (SVaR). The Basel Committee has introduced three…

Implications of online funding regulations for small businesses

Peter Yeoh

This paper aims to examine the implications of exemptions to facilitate small businesses’ access to crowdfunding (CF) schemes. The aftermath of the 2008 global financial crisis…