Journal of Financial Regulation and Compliance: Volume 4 Issue 3

Subject:

Table of contents

THE FUTURE OF COMPLIANCE IN RETAIL FINANCIAL SERVICES

ROBERT HUDSON, KEVIN KEASEY, KEVIN LITTLER

If the UK retail financial services sector is to seize the opportunities which will emerge in the future, it will be necessary to restore consumer confidence in the market. This…

CONTRACTUAL NETTING IN FRANCE: COMPARISON OF AFB AND ISDA TERMS

SERGE DUROX

In September 1994 the Association Française des Banques published a standard master agreement for derivatives and foreign exchange over‐the‐counter transactions. The introduction…

SPECULATIONS ON THE CONFLICT OF DISCOURSES: FINANCE, CRIME AND REGULATION

CHRISTOPHER STANLEY

The paper assumes a conflict between the discourses (domains of language) of finance, criminality and regulation. It suggests that in the recent past transgression of codes has…

158

THE COLLAPSE OF BARINGS: THE LESSONS TO BE LEARNT

MAXIMILIAN J.B. HALL

On 26th February, 1995 much of the UK merchant banking group Barings was placed in administration following a failed attempt by the Bank of England to find a buyer in the wake of…

WHY CAPITAL ADEQUACY REGULATION FOR BANKS?

ATUL K. SHAH

The most significant recent reform in international bank regulation has been in the area of capital adequacy, first instigated by the BASLE Committee and formally introduced in…

KEY DIFFERENCES IN REGULATORY APPROACHES: WHAT DO THEY MEAN IN PRACTICE?

JOHN TATTERSALL

This paper draws attention to a number of significant differences in the approaches adopted by regulators around the world and, more specifically, in the approach adopted by…

Cover of Journal of Financial Regulation and Compliance

ISSN:

1358-1988

Online date, start – end:

1992

Copyright Holder:

Emerald Publishing Limited

Open Access:

hybrid

Editor:

  • Prof John Ashton