WHAT IS COMPLIANCE?
Journal of Financial Regulation and Compliance
ISSN: 1358-1988
Article publication date: 1 April 1994
Abstract
This paper examines the nature of compliance, and its role within the modern financial services organisation. Defining compliance as the management of regulatory risk, the paper analyses what those risks are, and outlines the process by which firms should seek to manage that risk. It concludes by outlining the possible benefits of such an approach.
Citation
ADAMS, G. (1994), "WHAT IS COMPLIANCE?", Journal of Financial Regulation and Compliance, Vol. 2 No. 4, pp. 278-285. https://doi.org/10.1108/eb024816
Publisher
:MCB UP Ltd
Copyright © 1994, MCB UP Limited