Early warning systems: Helping to steer a safer course
Journal of Financial Regulation and Compliance
ISSN: 1358-1988
Article publication date: 1 February 2000
Abstract
In this paper, the author examines the steps that Barclays Retail Financial Services has taken over the last few years to help identify potential risk to investors at an earlier stage. Barclays Bank plc is regulated by the Personal Investment Authority (PIA) and has a regulated sales force of around 1,000.
Citation
Smith, A. (2000), "Early warning systems: Helping to steer a safer course", Journal of Financial Regulation and Compliance, Vol. 8 No. 2, pp. 151-156. https://doi.org/10.1108/eb025039
Publisher
:MCB UP Ltd
Copyright © 2000, MCB UP Limited