Prelims

Sampa Chisumbe (University of Johannesburg, South Africa)
Clinton Ohis Aigbavboa (University of Johannesburg, South Africa)
Erastus Mwanaumo (University of Zambia, Zambia)
Wellington Didibhuku Thwala (Walter Sisulu University, South Africa)

A Neoliberal Framework for Urban Housing Development in the Global South

ISBN: 978-1-83797-035-3, eISBN: 978-1-83797-034-6

Publication date: 22 March 2024

Citation

Chisumbe, S., Aigbavboa, C.O., Mwanaumo, E. and Thwala, W.D. (2024), "Prelims", A Neoliberal Framework for Urban Housing Development in the Global South, Emerald Publishing Limited, Leeds, pp. i-xi. https://doi.org/10.1108/978-1-83797-034-620241010

Publisher

:

Emerald Publishing Limited

Copyright © 2024 Sampa Chisumbe, Clinton Ohis Aigbavboa, Erastus Mwanaumo and Wellington Didibhuku Thwala


Half Title Page

A Neoliberal Framework for Urban Housing Development in the Global South

Title Page

A Neoliberal Framework for Urban Housing Development in the Global South

BY

SAMPA CHISUMBE

University of Johannesburg, South Africa

CLINTON OHIS AIGBAVBOA

University of Johannesburg, South Africa

ERASTUS MWANAUMO

University of Zambia, Zambia

AND

WELLINGTON DIDIBHUKU THWALA

Walter Sisulu University, South Africa

United Kingdom – North America – Japan – India – Malaysia – China

Copyright Page

Emerald Publishing Limited

Emerald Publishing, Floor 5, Northspring, 21-23 Wellington Street, Leeds LS1 4DL.

First edition 2024

Copyright © 2024 Sampa Chisumbe, Clinton Ohis Aigbavboa, Erastus Mwanaumo and Wellington Didibhuku Thwala.

Published under exclusive licence by Emerald Publishing Limited.

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A catalogue record for this book is available from the British Library

ISBN: 978-1-83797-035-3 (Print)

ISBN: 978-1-83797-034-6 (Online)

ISBN: 978-1-83797-036-0 (Epub)

Contents

List of Figures, Tables and Equations vii
List of Abbreviations ix
Preface xi
Chapter 1. General Introduction 1
Chapter 2. Theoretical and Conceptual Perspectives on Housing Development 9
Chapter 3. Gaps in Urban Housing Development Frameworks 45
Chapter 4. General Housing Research Theories 61
Chapter 5. International Context of Neoliberalism in Housing Development 81
Chapter 6. Housing in Zambia 107
Chapter 7. Conceptual Framework Underpinning Urban Housing Development 127
Chapter 8. Validation of the Neoliberal Framework for Urban Housing Developing in the Global South 155
Chapter 9. Conclusions and Recommendations 193
About the Authors 209

List of Figures, Tables and Equations

Figures

Fig. 2.1. Authors’ Definition of Process of Change in Housing Development. 21
Fig. 5.1. Housing Tenure Classifications. 85
Fig. 6.1. Map of Zambia. 108
Fig. 6.2. Proportion of households distribution in Zambia. 110
Fig. 7.1. Conceptual Model of Integrated Urban Housing Development (Model 1.0). 146
Fig. 8.1. Methodological Flow of the Research. 157

Tables

Table 2.1. Housing Typologies. 14
Table 2.2. Summary of Development Theories and Application in Housing. 19
Table 2.3. Measurement of Housing Development. 21
Table 2.4. Strategies of Housing Delivery. 28
Table 2.5. Approaches/Frameworks for Housing Development with Neoliberal Tenets. 30
Table 2.6. Identified Neoliberal Housing Development Factors from Existing Literature. 35
Table 3.1. Criteria and Sub-Criteria for a Governance Framework. 47
Table 3.2. Comparison Between Prescriptive Regulations and Adaptive Regulations. 52
Table 5.1. Housing Policy Thrusts: USA, UK, Canada, and Japan. 82
Table 5.2. Studies on Neoliberalism and Housing Studies in the United Kingdom. 88
Table 5.3. Core Housing Need in Canada. 91
Table 5.4. Studies on Neoliberalism and Housing in Canada. 92
Table 5.5. Studies on Neoliberalism and Housing in Australia. 95
Table 5.6. Studies on Neoliberalism and Housing in Japan. 99
Table 5.7. Studies on Neoliberalism and Housing in the United States of America. 101
Table 6.1. National Housing Policy 2020–2024. 119
Table 6.2. Intervention Programmes and Objectives. 123
Table 7.1. Constructs and Measurement Variables in Urban Housing Framework. 129
Table 7.2. List of Various Dimension Peculiar to the Reviewed Frameworks/Models. 145
Table 8.1. Summarised Procedure for Delphi Implementation. 156
Table 8.2. Characteristics Defining a Delphi Expert. 158
Table 8.3. Flexible Point System for the Qualification of Expert Panellists. 159
Table 8.4. Composition of Expert Panellists. 160
Table 8.5. Expert Panellists – Qualification Types. 162
Table 8.6. Scholarly Views on Suitable Number of Expert Panellists for Delphi. 162
Table 8.7. Experts’ Responses to Main Dimensions of Urban Housing Development (First Round). 167
Table 8.8. Experts’ Responses to Main Dimensions of Urban Housing Development (Second Round). 167
Table 8.9. Housing Finance Attributes (First Round Results). 168
Table 8.10. Housing Finance Attributes (Second Round Results). 169
Table 8.11. Adaptive Housing Regulations Attributes (First Round Results). 170
Table 8.12. Adaptive Housing Regulations Attributes (Second Round Results). 171
Table 8.13. Stakeholder Capacity (First Round Results). 172
Table 8.14. Stakeholder Capacity (Second Round Results). 173
Table 8.15. Legal Framework (First Round Results). 174
Table 8.16. Legal Framework (Second Round Results). 175
Table 8.17. Tenure (First Round Results). 176
Table 8.18. Tenure (Second Round Results). 176
Table 8.19. Governance (First Round Results). 177
Table 8.20. Governance (Second Round Results). 179
Table 8.21. Stakeholder Participation Attributes (First Round Results). 180
Table 8.22. Stakeholder Participation Attributes (Second Round Results). 182
Table 8.23. Stakeholder Coordination (First Round Results). 184
Table 8.24. Stakeholder Coordination (Second Round Results). 185

Equations

Equation 8.1. Di = [x i-m(X)] 165

List of Abbreviations

ACFID Australian Council for International Development
AHR Adaptive housing regulations
CAHF Centre for Affordable Housing Finance in Africa
CBOs Community-based organisations
CDF Comprehensive development framework
CESCR Committee on Economic, Social and Cultural Rights
CSOs Civil society organisations
EAH Employer-assisted housing
EU European Union
GNI p.c Gross national income per capita
GOV Governance
HDI Human Development Index
HDO Housing Development Outcome
HFE Housing finance
IQD Interquartile deviation
LA Local authority
LFK Legal framework
MDGs Millennium Development Goals
MHCLG Ministry for Housing, Communities and Local Government
MTSF Medium-Term Strategic Framework
NDP National Development Plan
NGOs Non-governmental organisations
NHA National Housing Authority
NHP National Housing Policy
OECD Organisation for Economic Co-operation and Development
PHI Presidential Housing Initiative
PIR Price to Income Ratio
PPP Public–Private Partnerships
PSUP Participatory Slum Upgrading Programme
PUSH Programme for Urban Self-Help
RIR Rent to Income Ratio
SCN Stakeholders coordination
SCY Stakeholders capacity
SDGs Sustainable development goals
SPN Stakeholders participation
SD Standard deviation
TEVET Technical Education, Vocational and Entrepreneurship Training
UN United Nations
UNDP United Nations Development Programme
UN-Habitat United Nations Habitat
USAID United States Agency for International Development
WHO World Health Organization
ZAMSIF Zambia Social Investment Fund
ZCA Zambia Consumer Association

Preface

Cities in developing countries are faced with housing challenges that differ from country to country. The reasons for and the nature of these challenges differ from city to city. For cities in sub-saharan African countries, the majority of residents live in squatter and unplanned settlements. As a result, most residents lack decent housing as well as access to basic services. This is due to among other factors ineffective urban planning, weak urban governance, low private sector involvement, and lack of access to affordable housing finance. Compounding this, is the fact that there are few empirical studies that have investigated and developed frameworks aimed at improving urban housing. This book provides readers with an understanding of various concepts of housing, measurement of housing development, and theories underpinning housing studies. Furthermore, an intergrated urban housing development framework is provided which focuses at improving urban housing situation in the global south.

The contribution of this book to the body of knowledge is significant in that it highlights the factors which predict urban housing development from developing countries’ perspective. This provides a guide for countries in the sub-Saharan Africa where governments have limited financial resources competing among several needs besides that of providing housing. Anchored on neoliberalism this novel book argues that urban housing development is an eight-factor construct consisting of legal framework, tenure, stakeholder coordination, stakeholder participation, stakeholder capacity, adaptive housing regulations, housing finance, and governance. Using Zambia as a case study and through Delphi method, this book validated the conceptualised urban housing development framework which was developed priori based on extensive literature review.

The book outlines the role of the state in creating an enabling environment for other stakeholders to participate in the provision of affordable housing for all. This book will be of interest to researchers in the built environment, housing regulatory bodies, providers of basic services, academia, Tevet institutions, private sector actors, policy makers, non-governmental organisations, individuals and communities involved in housing development and consumption. The authors confirm that the text utilised in this work reflects original work and, where necessary, material has benefited from relevant context-setting/referencing.